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Job Purpose
The Chief Compliance Officer will be responsible for overseeing all compliance-related activities within the clearing house including ensuring adherence to relevant laws, regulations and internal policies. The Chief Compliance Officer is responsible for ensuring the robust oversight of the entity and will lead the compliance function of ICE Clear U.S. to ensure delivery of the annual compliance plan and the continuous satisfaction of regulatory obligations.Overview
Job Purpose The Chief Compliance Officer will be responsible for overseeing all compliance-related activities within the clearing house including ensuring adherence to relevant laws, regulations and internal policies. The Chief Compliance Officer is responsible for ensuring the robust oversight of the entity and will lead the compliance function of ICE Clear U.S. to ensure delivery of the annual compliance plan and the continuous satisfaction of regulatory obligations. In addition, the position will be responsible providing legal support to ICE Clear U.S. This role will involve oversight of legal and regulatory matters such as corporate governance, maintenance of rules, policies and procedures, communication with clearing participants and board members and regulatory filings. This role will involve managing legal risks, providing sound legal advice, and addressing complex legal and regulatory matters for a highly regulated, financial institution. The Director of Legal will serve as a key partner in ICE Clear U.S.’s corporate governance, risk management, regulatory compliance and business strategy. ResponsibilitiesReferrals increase your chances of interviewing at ICE by 2x
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